Charles Schwab Managing Director, Client Tax Reporting & Escheatment in Lone Tree, Colorado


Lone Tree - CO, BRCOQ4, 9899 Schwab Way, 80124-5377

James D Hapgood


We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck at over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

Client Tax Reporting (CTR) is a part of the Custody & Asset Services division of Operational Services. We are dedicated to leading a culture that delivers timely and accurate tax reporting in our efforts to create a premier client experience, while providing a controlled and disciplined environment that allows our employees to feel valued and engaged. Client Tax Reporting is under the Shared Support Services umbrella.

What you’ll do:

The Managing Director will lead a team responsible for providing accurate and timely tax reporting services to all Schwab US residents including applicable state and federal filings. Specific responsibilities include:

  • Implementation of IRS regulations; generation of business requirements and end-to-end testing for tax changes; production of tax forms and letters; reconciliation and remittance of tax withholding to appropriate agencies.

  • Communicate frequently with the IRS, state regulatory agencies, customers, etc.

  • Partner with Client Reporting Technology and Quality Assurance to implement business requirements in applications they support for reporting income to appropriate US or foreign jurisdictions.

  • Work closely with business partners, including Information Reporting and Policy & Compliance to ensure Schwab meets all client regulatory reporting functions.

  • Champion and engage your team and business partners in the Operations 2.0 Strategy.

What you have:

  • 5+ years’ management experience

  • Strong communication, influencing and relationship skills, including experience working with all levels of management

  • Ability to convey confidence in employees’ ability to be successful, especially with challenging new tasks; delegating responsibility and authority; allowing employees freedom to decide how they will accomplish their goals and resolve issues.

  • Ability to gain support for ideas, proposals, projects and solutions.

  • Demonstrate support for innovation and for organizational changes needed to improve the organization’s effectiveness; supporting, initiating, sponsoring, and implementing organizational change; helping others to successfully manage organizational change.

  • Ability to develop, maintain and strengthen partnerships with others inside and outside of the organization who can provide information, assistance and support.

  • Knowledge and understanding of Tax Reporting & Escheatment or proven ability to quickly develop in-depth knowledge and technical skills.

  • Exceptional time management, organization and prioritization skills

  • Ability to meet intensive deadlines

  • Bachelor’s degree or equivalent work experience competencies

  • Series 7, 63 and 24

You demonstrate these behaviors:

Results Orientation - Focusing on the desired end result of one's own or one's units work; setting challenging goals, focusing effort on the goals and meeting or exceeding them.

Building Collaborative Relationships - The ability to develop, maintain, and strengthen partnerships with others inside or outside of the organization who can provide information, assistance and support.

Challenger - Takes risks when the opportunity warrants it and the potential downside is understood; is not disheartened by failure but uses it as an opportunity to learn.

What you’ll get:

  • Comprehensive Compensation and Benefits package

  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program

  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law. Schwab also does not discriminate against applicants or employees because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. At Schwab, we believe that every employee, through their diverse abilities and experiences, can contribute to our growth, innovation and client loyalty. We embrace diversity and are committed to providing equal opportunity to all employees and applicants. If you have a disability, and require reasonable accommodations in the application process, call Human Resources at 800-725-3535. We will be happy to assist you. Schwab will only share your accommodation request with those individuals who have a specific need to know. The request for an accommodation will not affect Schwab's hiring decisions. All other submissions should be performed online.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: FINRA Series 24, FINRA Series 63, FINRA Series 7

Relevant Work Experience: Financial Services-6+ yrs

Position Located In: CO - Lone Tree

Education: BA/BS

Job Type: Full Time

Category:Brokerage Operations & Trading

Activation Date: Friday, May 25, 2018

Expiration Date: Saturday, June 9, 2018

Apply Here