Charles Schwab Managing Director, Fixed Income Trading in Lone Tree, Colorado


Lone Tree - CO, DENR2, 9800 Schwab Way, 80124

Tammie Raven


We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck at over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

Charles Schwab's Fixed Income Trading Team manages the firm's trading via the Bond Source platform that offers clients, on a typical day, the choice of over 50,000 different fixed income securities. The most popular products are Municipal and Corporate Bonds, CD's, and U.S. Treasury Bills, Notes and Bonds. The group consists of 30 Traders managing various portfolios.

What you’ll do:

As a Fixed Income Trading Managing Director you will lead a portion of the trading desk across multiple locations and products, namely Corporates, CD’s and Foreigns. This will entail overseeing trading practices, guiding the desk, and mitigating risk. Most importantly, trading at Schwab is extremely focused on the service you and your team will provide our clients. The role will require you to be an ambassador for Trading to our business partners, particularly those that are client facing. You will ensure the team is finding best available prices in an efficient and timely manner and at all times build trust with our partners. In addition, the Managing Director will:

  • Participate and lead projects

  • Drive the team on innovations in order to evolve with a changing trading environment, both inside and outside the firm

  • Evaluate current processes and recommend improvements to create efficiency and scale for the organization

  • Use sound business judgment and critical thinking to identify and mitigate risks in a fast paced environment

What you have:

  • 5 or more years of fixed income experience, preferably in a trading related environment

  • 5 or more years management experience leading teams, ideally in a trading related environment

  • Experience with automated and electronic market making

  • Detailed knowledge of FINRA/MSRB regulations

  • FINRA Series 24 license required

  • *FINRA Series 57 license highly preferred or a Condition of Employment accepted to obtain this license within 180 days of employment

  • FINRA Series 53 license highly preferred

  • Excellent communication and strong interpersonal skills and preference to work in a team environment

You demonstrate these behaviors:

  • Purpose Driven : Align with Schwab’s philosophy by taking the approach of “Through the Client’s Eyes”; Demonstrate concern for satisfying both internal and external clients

  • Innovation : Develop, sponsor, and/or support the introduction of new and improved methods, procedures or technologies; Analyze a group’s competitive position and develop a clear vision of what the organization needs for success in the future

  • Deliver Results : Identify what needs to be done and doing before being asked or required by the situation; deliver positive results regardless of circumstances, utilizing the right mix of analysis, judgement, agility and urgency

  • Relationship Oriented : Build trusted relationship with colleagues around the firm and across multiple levels of the organization

What you’ll get:

  • Comprehensive Compensation and Benefits package

  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program

  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law. Schwab also does not discriminate against applicants or employees because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. At Schwab, we believe that every employee, through their diverse abilities and experiences, can contribute to our growth, innovation and client loyalty. We embrace diversity and are committed to providing equal opportunity to all employees and applicants. If you have a disability, and require reasonable accommodations in the application process, call Human Resources at 800-725-3535. We will be happy to assist you. Schwab will only share your accommodation request with those individuals who have a specific need to know. The request for an accommodation will not affect Schwab's hiring decisions. All other submissions should be performed online.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: FINRA Series 24

Relevant Work Experience: Financial Services-6+ yrs, Brokerage Operations-2-5 yrs, Financial Services-2-5 yrs, Brokerage Operations-6+ yrs

Position Located In: CO - Lone Tree, CO - Denver

Education: HS/GED

Job Type: Full Time

Category:Brokerage Operations & Trading

Activation Date: Friday, May 11, 2018

Expiration Date: Saturday, May 26, 2018

Apply Here