Charles Schwab Manager, Operational Risk Management Liaison in Westlake, Texas


Westlake - TX, TX2050R, 2050 Roanoke Road, 76262-9616

Brian Parker


We believe that , when done right, investing liberates people to create their own destiny. We are driven by our purpose to champion every client’s goals with passion and integrity. We respect and appreciate the diversity of our employees, our clients, and the communities we serve. We challenge conventions strategically to create value for our clients, our firm and the world. We live and bring to life the concept of ‘own your tomorrow’ every day. We champion our employee strengths, guide their development, and invest in their long-term success. We hire optimistic, results-oriented, curious, innovative, and adaptable people with the desire to help our clients and one another succeed.

As a company, we were established by Chuck at over 40 years ago to champion Main Street over Wall Street, and to help Americans transform themselves from earners to owners. Through advocacy and innovation, we work to make investing more affordable, accessible and understandable for all. As we enter our fifth decade, we are looking for talented, innovative and driven people who believe they can help themselves, and our clients, create a better future.

Our Opportunity:

Reporting to the Corporate Operational Risk team with a dotted line to Charles Schwab Bank and Charles Schwab Trust Company, the Operational Risk Liaison will oversee and challenge the design, implementation and maintenance of operational risk practices within assigned business unit(s). Activities will include overseeing the maintenance of key risk profiles, risk and control self-assessments, loss data collection, key risk indicator monitoring, risk appetite monitoring, scenario analysis, and other components that may support the operational risk management (ORM) framework.

What you’ll do:

  • Oversee the operational risk data provided by business units for use in risk identification, assessment and monitoring operational riskactivities

  • Partner with the business to identify, assess, monitor and control their existing and emerging operational risk

  • Challenge the effectiveness of the business' risk response

  • Oversee and challenge the content of business produced materials in support of the ORM Framework

  • Assist with overseeing the escalation of operational risk issues in accordance with framework requirements

  • Assist with oversight and challenge of the design, implementation, and maintenance of business processes and controls to manage relevant risks

  • Provide advice and guidance to business managers regarding risk and the design of controls.

What you have:

  • 3+ years experience in operational risk management, audit or similar role.

  • Bachelors degree.

  • Risk management principles, methodologies and tools, and governance principles and activity in a financial services environment.

  • Independent judgment with strong analytical and risk assessment skills.

  • Proficiency in operational risk data management and analysis, in particular, the ability to incorporate and understand mass information from a variety of sources to recommend a course of action.

  • Strong written and verbal communication skills with proven ability in communicating with senior executives;

  • Self-motivated, able to bring projects and reporting to conclusion.

  • Strong interpersonal skills/ability to develop relationships with peers in business unit and central risk management group

What you’ll get:

  • Comprehensive Compensation and Benefits package

  • Financial Health: 401k Match, Employee Stock Purchase Plan, Employee Discounts, Personalized advice, Brokerage discounts

  • Work/Life Balance: Sabbatical, Paid Parental Leave, New Mothers returning to work Program, Tuition Reimbursement Programs, Time off to volunteer, Employee Matching Gifts Program

  • Everyday Wellness: Health and Lifestyle Wellness Rewards, Onsite Fitness Classes, Healthy Food Choices, Wellness Champions

  • Inclusion: Employee Resource Groups, Commitment to diversity, Strategic partnerships

  • Not just a job, but a career, with an opportunity to do the best work of your life

Learn more about Life@Schwab at" .

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law. Schwab also does not discriminate against applicants or employees because they have inquired about, discussed, or disclosed their own pay or the pay of another employee or applicant. At Schwab, we believe that every employee, through their diverse abilities and experiences, can contribute to our growth, innovation and client loyalty. We embrace diversity and are committed to providing equal opportunity to all employees and applicants. If you have a disability, and require reasonable accommodations in the application process, call Human Resources at 800-725-3535. We will be happy to assist you. Schwab will only share your accommodation request with those individuals who have a specific need to know. The request for an accommodation will not affect Schwab's hiring decisions. All other submissions should be performed online.

Job Specifications

Relocation Offered?: No

Work Schedule: Days

Languages: English - spoken

Current Licenses / Certifications: None

Relevant Work Experience: Brokerage Operations-2-5 yrs, Internal Audit, Financial Services-2-5 yrs, Regulatory, Risk Analysis, Compliance

Position Located In: TX - Westlake

Education: BA/BS

Job Type: Full Time

Category:Risk Management

Activation Date: Thursday, March 22, 2018

Expiration Date: Friday, June 1, 2018

Apply Here